HUD's single-family REO management contract awarded to Southwest Alliance of Asset Managers D6 LLC for $99.9M over 6 years

Contract Overview

Contract Amount: $99,898,362 ($99.9M)

Contractor: Southwest Alliance of Asset Managers D6 LLC

Awarding Agency: Department of Housing and Urban Development

Start Date: 2004-08-01

End Date: 2010-04-30

Contract Duration: 2,098 days

Daily Burn Rate: $47.6K/day

Competition Type: FULL AND OPEN COMPETITION AFTER EXCLUSION OF SOURCES

Number of Offers Received: 11

Pricing Type: COMBINATION (TWO OR MORE)

Sector: Other

Official Description: SINGLE FAMILY REAL ESTATE OWNED (REO) MANAGEMENT AND MARKETING CONTRACTS (REPROCUREMENT)

Place of Performance

Location: AUSTIN, TRAVIS County, TEXAS, 78731

State: Texas Government Spending

Plain-Language Summary

Department of Housing and Urban Development obligated $99.9 million to SOUTHWEST ALLIANCE OF ASSET MANAGERS D6 LLC for work described as: SINGLE FAMILY REAL ESTATE OWNED (REO) MANAGEMENT AND MARKETING CONTRACTS (REPROCUREMENT) Key points: 1. The contract value of $99.9 million over approximately six years represents a significant investment in managing foreclosed properties. 2. The procurement method, 'Full and Open Competition After Exclusion of Sources,' suggests a competitive process but warrants scrutiny regarding the exclusion criteria. 3. The contract duration of 2098 days (approx. 5.7 years) is substantial, indicating a long-term need for these services. 4. The base contract award amount of $47,616 appears to be a placeholder or initial award, with the total obligated amount significantly higher. 5. The contract's focus on REO management and marketing is critical for stabilizing housing markets and minimizing losses from foreclosures. 6. The geographic scope, Texas, highlights a regional focus for this particular award within HUD's broader asset management strategy.

Value Assessment

Rating: fair

Benchmarking the value-for-money for this specific contract is challenging without detailed service delivery metrics and comparable contract data. The total award of $99.9 million over nearly six years suggests an average annual spend of approximately $17.5 million. This figure needs to be assessed against the volume and complexity of REO properties managed and the success rate in marketing and selling them. Without specific performance data or comparisons to similar HUD contracts or private sector REO management costs, it's difficult to definitively assess if this represents excellent or questionable value.

Cost Per Unit: N/A

Competition Analysis

Competition Level: limited

The contract was awarded under 'Full and Open Competition After Exclusion of Sources.' This indicates that while the competition was intended to be open, certain sources were excluded based on specific criteria. The number of bidders (11) suggests a moderate level of interest, but the exclusion of some potential bidders could limit the breadth of competition and potentially impact price discovery. Further details on the justification for excluding sources would be necessary to fully assess the competitive landscape.

Taxpayer Impact: The level of competition, while not fully open, likely resulted in a reasonably competitive price. However, the exclusion of certain sources means taxpayers may not have benefited from the absolute lowest possible price that a truly unrestricted competition might have yielded.

Public Impact

Homeowners in Texas facing foreclosure may indirectly benefit from efficient property management, potentially mitigating further market instability. The services delivered include the management and marketing of single-family Real Estate Owned (REO) properties, aiming to facilitate their sale. The geographic impact is concentrated in Texas, addressing HUD's needs for REO asset disposition within that state. The contract supports the real estate services workforce involved in property preservation, marketing, and sales.

Waste & Efficiency Indicators

Waste Risk Score: 50 / 10

Warning Flags

Positive Signals

Sector Analysis

The contract falls within the real estate services sector, specifically focusing on the management and disposition of foreclosed properties (REO). This is a critical niche within the broader real estate market, particularly relevant for government agencies like HUD that deal with distressed assets. The market for REO management services can be substantial, driven by economic cycles and foreclosure rates. Comparable spending benchmarks would typically involve analyzing the average cost per REO property managed or the percentage of sale price attributed to management fees across similar government or private sector contracts.

Small Business Impact

The provided data indicates that small business participation (sb) is false, meaning this contract was not set aside for small businesses. There is no explicit information on subcontracting plans or performance. This suggests that the primary focus was on securing the most capable large business or joint venture to handle the extensive REO management requirements, potentially limiting opportunities for small businesses within this specific contract's direct award.

Oversight & Accountability

Oversight for this contract would primarily fall under the Department of Housing and Urban Development (HUD). Specific oversight mechanisms would likely include regular performance reviews, financial audits, and adherence to contractual terms and conditions. Transparency is facilitated through contract databases like FPDS, but detailed operational oversight and accountability measures are managed internally by HUD program officials. The Inspector General's office at HUD would have jurisdiction to investigate any potential fraud, waste, or abuse related to this contract.

Related Government Programs

Risk Flags

Tags

hud, real-estate, reo-management, asset-management, full-and-open-competition-after-exclusion-of-sources, texas, single-family-housing, contract-award, federal-spending, department-of-housing-and-urban-development

Frequently Asked Questions

What is this federal contract paying for?

Department of Housing and Urban Development awarded $99.9 million to SOUTHWEST ALLIANCE OF ASSET MANAGERS D6 LLC. SINGLE FAMILY REAL ESTATE OWNED (REO) MANAGEMENT AND MARKETING CONTRACTS (REPROCUREMENT)

Who is the contractor on this award?

The obligated recipient is SOUTHWEST ALLIANCE OF ASSET MANAGERS D6 LLC.

Which agency awarded this contract?

Awarding agency: Department of Housing and Urban Development (Department of Housing and Urban Development).

What is the total obligated amount?

The obligated amount is $99.9 million.

What is the period of performance?

Start: 2004-08-01. End: 2010-04-30.

What is the historical spending pattern for HUD's REO management and marketing contracts, and how does this award compare?

Analyzing historical spending for HUD's REO management contracts requires accessing detailed procurement data over multiple fiscal years. Generally, HUD's spending in this area fluctuates with economic conditions and foreclosure rates. Contracts for REO management are typically awarded through competitive processes, with values varying based on the volume of properties, geographic scope, and service requirements. This $99.9 million contract, awarded over approximately six years, represents a significant, long-term commitment. To compare, one would need to look at the total obligated amounts for similar REO contracts in preceding years, considering factors like the number of properties managed and the duration of those contracts. Without specific historical data points for comparison, it's challenging to definitively state if this award is higher or lower than average, but its substantial value suggests a considerable portfolio of REO assets being managed.

What specific services are included under this REO management and marketing contract, and what are the key performance indicators (KPIs)?

The contract primarily covers the management and marketing of single-family Real Estate Owned (REO) properties. This typically includes services such as property preservation (maintenance, repairs, securing the property), marketing and sales efforts (listing properties, managing showings, negotiating offers), and administrative tasks related to property disposition. Key Performance Indicators (KPIs) are crucial for assessing contractor performance but are not detailed in the provided summary. Common KPIs in such contracts might include the average time properties spend on the market, the ratio of sale price to list price, the number of bids received per property, property preservation compliance rates, and adherence to timelines for various tasks. Robust KPIs are essential for HUD to ensure efficient and cost-effective management of its REO portfolio.

What are the risks associated with a long-term contract for REO management, and how are they mitigated?

Long-term contracts for REO management carry several risks. Market fluctuations can impact property values and sales timelines, potentially affecting the contract's financial viability or HUD's return on investment. Contractor performance degradation over time is another risk, where initial efficiency might wane. There's also the risk of unforeseen property issues or escalating maintenance costs. Mitigation strategies typically include performance-based contract structures with clear KPIs and incentive/disincentive clauses, regular performance reviews by HUD, options for contract modification or termination for cause, and potentially periodic re-competition to ensure continued market competitiveness. Robust oversight and clear communication channels are vital for managing these risks effectively.

How does the 'Full and Open Competition After Exclusion of Sources' procurement method impact cost-effectiveness for taxpayers?

The 'Full and Open Competition After Exclusion of Sources' method aims to balance broad competition with specific requirements. While 'full and open' suggests an intention to solicit widely, the 'exclusion of sources' implies that certain types of offerors or specific companies were deemed ineligible based on predefined criteria. This can impact cost-effectiveness in several ways. If the exclusion criteria were narrowly defined and justified, it might lead to a more specialized pool of bidders, potentially resulting in higher quality services but possibly at a higher price than a truly unrestricted competition. Conversely, if the exclusions were overly broad or poorly justified, it could limit the number of competitive bids, leading to less downward pressure on prices and potentially higher costs for taxpayers. The key is the justification and scope of the excluded sources.

What is the significance of the contract being awarded to Southwest Alliance of Asset Managers D6 LLC, and what is their track record?

The award to Southwest Alliance of Asset Managers D6 LLC signifies that, based on the evaluation criteria of the 'Full and Open Competition After Exclusion of Sources' procurement, this entity was deemed the most advantageous offeror. Information regarding their specific track record, past performance on similar HUD contracts, or experience in managing large REO portfolios is not provided in the summary data. A thorough assessment of their capabilities, financial stability, and previous performance metrics would be necessary to fully understand the significance of this award and to gauge the likelihood of successful contract execution. This information is typically available in more detailed contract files or past performance reviews.

Industry Classification

NAICS: Real Estate and Rental and LeasingLessors of Real EstateLessors of Residential Buildings and Dwellings

Product/Service Code: SUPPORT SVCS (PROF, ADMIN, MGMT)PROFESSIONAL SERVICES

Competition & Pricing

Extent Competed: FULL AND OPEN COMPETITION AFTER EXCLUSION OF SOURCES

Solicitation Procedures: NEGOTIATED PROPOSAL/QUOTE

Solicitation ID: R-OPC-22505

Offers Received: 11

Pricing Type: COMBINATION (TWO OR MORE) (2)

Evaluated Preference: NONE

Contractor Details

Address: 7718 WOOD HOLLOW DR, AUSTIN, TX, 90

Business Categories: Category Business, Hispanic American Owned Business, Minority Owned Business, Small Business, Special Designations, Indian (Subcontinent) American Owned Business, U.S.-Owned Business

Financial Breakdown

Contract Ceiling: $99,898,362

Exercised Options: $99,898,362

Current Obligation: $99,898,362

Contract Characteristics

Cost or Pricing Data: NO

Timeline

Start Date: 2004-08-01

Current End Date: 2010-04-30

Potential End Date: 2010-04-30 00:00:00

Last Modified: 2012-09-28

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